FUTU

Futu Holdings Limited ("Futu")(Nasdaq: FUTU), parent company of Futu Singapore Pte. Ltd., is an advanced technology company transforming the investing experience by offering a fully digitized brokerage and wealth management platform. Futu was listed on Nasdaq on March 8, 2019. Futu and its subsidiaries provide investing services, including trading and clearing services for United States, Hong Kong SAR, China Connect, and Singapore stocks, margin financing, wealth management, market data, and interactive social features to individual investors through its proprietary one-stop digital platforms, Futubull and moomoo. By creating a network centered around its users, Futu provides connectivity to users, investors, companies, analysts, media, and key opinion leaders. Futu also provides Employee Stock Ownership Plan (ESOP) solutions and IPO distribution services through its enterprise service brand FUTU I&E.

Futu's subsidiaries hold the licenses issued by the Securities and Futures Commission of Hong Kong (SFC), including the Type 1 License for dealing in securities, Type 2 License for dealing in futures contracts, Type 3 License for Leveraged Foreign Exchange Trading, Type 4 License for advising on securities, Type 5 License for advising on futures contracts, Type 7 License for providing automated trading services, and Type 9 License for asset management. Its subsidiaries hold memberships with the London Stock Exchange ("LSE") and the LSE’s Turquoise platform, securities and derivatives trading membership with Singapore Exchange (SGX).

Futu's US subsidiaries, solely or collectively, are regulated by the United States Securities and Exchange Commission (SEC), and are members of Financial Industry Regulatory Authority. (FINRA), the Securities Investor Protection Corporation (SIPC), the Depository Trust & Clearing Corporation (DTCC) and the Options Clearing Corporation (OCC).

In Singapore, Futu's subsidiary has received approvals-in-principle for all SGX memberships, and holds the MAS Capital Markets Services (CMS) licence and Exempt Financial Adviser (EFA) status.

In Australia, Futu's subsidiary holds an Australian Financial Services (AFS) licence licensed by the Australian Securities and Investments Commission (ASIC).

Futu aims to become an influential global financial services platform, by adhering to the missions of prioritizing users and user experience, driving high innovation across its product upgrade, and enriching products and services offering that meet the evolving needs of investors, companies, and the industry.

OUR MISSION

Make investing easier and not alone.

OUR VISION

We aim to become an influential global financial services platform.