Full name
PETER PESIC & CO SECURITIES (SEYCHELLES) LIMITED
Instruments
Stock
Trading platform
Webtrader
Supervision status
Offshore Regulatory
Support email
contact@pesicsecurities.com
Hotline
+1 877 820 0866
License score
4.00
Risk-control score
3.31
Management score
3.48
Business score
5.40
Software score
4.63
Peter Pesic & Co. Securities, Inc. is an Investment Dealer (Discount Broker - authorised to execute orders for clients without giving advice) Licensed by Financial Services Commission www.fscmauritius.org (License # C112010915) pursuant to Section 29, of the Securities Act 2005, Rule 4 of the Securities (Licensing) Rules 2007 and the Financial Services (Consolidated Licensing and Fees) Rules 2008.
In Canada Peter Pesic & Co. Securities, Inc. has been assigned NRD # 41560 in National Registration Database www.nrd.ca and has notified Ontario Securities Commission (La Commission des valeurs mobilières de l’Ontario) www.osc.gov.on.ca that it is relaying on exemptions available to it under NI 31-103
IRS has approved Peter Pesic & Co. Securities, Inc's Qualified Intermediary application to enter into a Qualified Intermediary Agreement with the IRS. The revised Qualified Intermediary Agreement is published in Revenue Procedure 2014-39, 2014-29 I.R.B. 151. The Qualified Intermediary Employer Identification Number (QI-EIN) has been assigned to Peter Pesic & Co. Securities, Inc.
Peter Pesic & Co. Securities, Inc. conducts institutional brokerage business worldwide. To open a corporate brokerage account with Peter Pesic & Co. Securities, Inc. you need to be domiciled in the following jurisdictions: La Réunion, Republic of South Africa, UK, Republic of Ireland, Botswana, Kenya, Zambia, Uganda, Gambia, Rwanda, Tanzania, Mozambique, Madagascar, Nigeria, British Indian Ocean Territory, Gibraltar, Bermuda, Malta, Brazil, Argentina, Peru, Chile, Uruguay, Russia, PRC, Republic of China, Japan, Philippines, Ukraine, India, Seychelles, Switzerland, Mexico, Costa Rica, Honduras, Belize, Panama, Barbados, UAE, Monaco, Saint Pierre and Miquelon, BVI and Bahamas.
The below is for informational purposes only:
Please note that Peter Pesic & Co. Securities, Inc is required by the KYC (Know Your Client) rules of the Financial Services Commission (FSC) to classify its clients as either retail client, professional client or eligible counter party (Institutional Clients) and this is dependent on information being made available to us.
Please note that Peter Pesic & Co. Securities, Inc will not be able to act for retail clients and accordingly Peter Pesic & Co. Securities, Inc will not be able to offer its services should you either meet this criteria or request this classification.
Clients who do not meet the eligible counter party or professional client classification criteria can request in writing to be treated as a professional client. In such instances Peter Pesic & Co. Securities, Inc will have to undertake further assessments which may include requesting you provide additional documentary evidence of previous trading experience and your financial instrument portfolio in order to satisfy the qualitative and quantitative test.